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Financial Planning & Advice                                                               

Paul Finlay of Finlay Financial Strategies is an authorised representative of:                    

Professional Investment Services Pty Ltd,
ABN 11 074 608 558  Australian Financial Services Licence No. 234951 
HEAD OFFICE
Level 9, 10 Bridge Street
SYDNEY NSW 2000
Ph:1300 557 598 

Email: profinvest@cpal.com.au
Website  www.centrepointalliance.com.au/PIS

Paul Finlay Authorised Representative No. 233141

Click here to view Professional Investment Services Pty Ltd (PIS) Home Page

http://www.centrepointalliance.com.au/PIS

Click here to view PIS Financial Services Guide (FSG) / Privacy Policy

http://www.centrepointalliance.com.au/fsg/pis

Click here to view PIS Complaints process

http://www.centrepointalliance.com.au/complaints/

GENERAL ADVICE WARNING

The information provided on this website has been provided as general advice only. We have not considered your financial circumstances, needs or objectives and you should seek the assistance of your Professional Investment Services (PIS) Authorised Representative before you make any decision regarding any products mentioned in this communication. Whilst all care has been taken in the preparation of this material, no warranty is given in respect of the information provided and accordingly neither Professional Investment Services nor its related entities, employees or agents shall be liable on any ground whatsoever with respect to decisions or actions taken as a result of you acting upon such information.

Financial Planning Process

There are four distinct areas in the financial planning process;

  • the initial appointment
  • the recommendation
  • implementation of the recommendation
  • review service

The Initial Appointment

Prior to the initial appointment, it is recommended that you consider your financial and lifestyle objectives for the short medium and long terms. These may include;

  • wealth creation
  • savings capacity
  • income requirements (present and future)
  • retirement planning
  • lifestyle needs

In addition, we recommend you compile the following documents for the initial interview to enable Paul to obtain a clear understanding of your present financial position;

  • personal investment details including investment and Superannuation statements
  • personal income tax returns
  • list of liabilities – amount and applicable interest rates
  • additional assets

At the first meeting with Paul he will provide you with Professional Investment Services Pty Ltd Financial Services Guide (FSG).

You will also be provided with an Adviser profile:

Click here for copy of Adviser Profile

The initial appointment objective is to ascertain your current position, your expectations, future objectives and investment risk profile. This is achieved by asking a series of personal and lifestyle questions supplied by the client data form.

At the conclusion of the interview, we will seek your commitment to prepare a Statement of Advice (SoA)  that addresses your financial situation  and will detail any fees that apply to this process.

The Recommendation

After the initial meeting, we will prepare a strategy based on your financial and lifestyle goals, taking into account your financial position. The strategy will be presented to you in the form of a Statement of Advice (SoA).

After preparing the SoA, we will meet with you to go through it step by step and answer any questions that may arise.  You must also confirm that the details within the SoA are correct.

At the conclusion of this meeting, you will take the SoA home for your further consideration. We will also, at this time, schedule a further appointment to discuss the SoA and answer any further questions.

Implementation

If you are happy with the recommendations and wish to proceed to implementation of the SoA, we will ask you to sign an “Authority to Proceed” that formally documents your consent.

We will assist you with the implementation process including completing the necessary investment application forms and lodging these applications.

Review

Maintaining ongoing review and service of your financial plan is vitally important to achieving the optimum results in your financial future.   Many variables in your life can change over time impacting on the suitability of your investment portfolio.

How We Charge

As “fee for service” providers of financial services, we are able to package a dedicated service tailored to meeting your specific and individual financial planning needs refer "How Fee For Service Works" for more information.